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Upcoming Webinar – Investors Beware: Pitfalls of Equity-Linked Investments

4 Aug 2022

As equity-linked investments gain traction as a popular structured product in the market, investors must be aware of their associated legal risks and potential for disputes.

In the upcoming webinar organised by LexisNexis on 18 August 2022 2:30-3:30pm, Catrina Lam and Cherry Xu from Des Voeux Chambers will unspool their knowledge on equity-linked investments and share their insights on how to navigate major legal issues through case demonstration and analysis.


Course Outline

1. Introduction of Equity-Linked Investments

2. Case demonstration: navigating major legal issues arising in relation to Equity-Linked Investments

  • What are the rights of an investor to pursue the issuer for breach of contract?
  • Can an investor exercise the rights attached to the underlying equity?
  • What if the issuer restructures or delists?
  • Selling of investments: misrepresentation and duties owed by the selling bank to the investor/customer

3. Key takeaways


The qualified attendance gets one CPD credit. Register here.